Filled diagram assumptions
Illustrative example. Names, volumes, dates and outcomes are fictional; replace them with approved evidence before use.
| Component | Example responsibility | Explicit limit |
|---|---|---|
| Ingestion service | Tags approved documents | Does not grant user access |
| Retrieval service | Filters by workspace context | Does not decide retention |
| Model invocation | Receives selected passages | Does not establish data-processing terms |
| Audit store | Records event metadata | Retention requires policy |
Sources: OpenAI vector stores API reference · NIST AI Risk Management Framework
Draw the two paths
The ingestion path includes content source, extraction, chunking or transformation, index or vector store, metadata and retention decision.
The query path includes user identity, authorization, query transformation, retrieval, model invocation, response, and audit or feedback event. Show which component owns each transition.
OpenAI’s vector-store documentation describes attaching files to a vector store and searching relevant chunks. It is one implementation reference, not a complete architecture or a substitute for an authorization and retention design.
Sources: OpenAI vector stores API reference · NIST AI Risk Management Framework
Illustrative reference architecture
Illustrative example. Names, volumes, dates and outcomes are fictional; replace them with approved evidence before use.
An authorized support analyst enters a query. The application checks workspace role, calls retrieval with the user and workspace context, retrieves only tagged documents, and sends selected passages to the model. Responses include source links and feedback.
A separate ingestion service accepts approved documents, records file metadata, and removes content under the agreed retention rule. The diagram marks the model provider, file store and audit store as separate boundaries.
Sources: OpenAI vector stores API reference · NIST AI Risk Management Framework
Buyer review questions
- Which documents may enter the index, and who approves them?
- How does retrieval enforce tenant and user authorization?
- Where are source links, prompts, and feedback retained?
- What does the system return when evidence is missing or access is denied?
- Which component is responsible for deletion or correction?
Sources: NIST AI Risk Management Framework
Sources and dates
- OpenAI vector stores API reference ↗
Official reference for file-backed vector stores and search.
Reviewed 2026-09-08 - NIST AI Risk Management Framework ↗
Primary framework reference for governance and risk discussions.
Reviewed 2026-09-08
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